Compliance

Risk-Based Monitoring (Part 2)

This course seeks to give employees an understanding of the principles and practice underlying the risk based approach monitoring methodology.

Course content

Lesson Know Your Customer (KYC)
- Know Your Customer (KYC).mp4
- Know Your Customer (KYC) Quiz
- Test - Matching
Lesson Customer Due Diligence (CDD):First-time and Repeat Customers
- Customer Due Diligence (CDD for First-time and Repeat Customers.mp4
- Customer Due Diligence (CDD for First-time and Repeat Customers Quiz
Lesson Risk Treatments
- Risk Treatments.mp4
- Risk Treatments Quiz
Lesson The Risk Matrix and Risk Measures
- The Risk Matrix and Risk Measures.mp4
- The Risk Matrix and Risk Measures Quiz